Trend Capital can provide further details or a copy of the Firms Allocation Policy upon request. Incentive AllocationIn addition, the applicable Funds general partner (or other Trend Capital affiliate) may receive an incentive allocation if net profits allocated to the respective master funds capital account exceed net losses allocated to that account, subject to a loss carryforward provision. With respect to the Opportunities Funds, the minimum initial and additional investment amounts depend on the particular SP in which an investor subscribes. The respective general partner (or other Trend Capital affiliate) may, in its sole discretion, waive, reduce or calculate differently the incentive allocation with respect to certain investors. If you are an SEC-registered adviser, briefly describe your code of ethics adopted pursuant to SEC rule 204A-1 or similar state rules. Describe the content and indicate the frequency of regular reports you provide to clients regarding their accounts. In general, Trend Capital may receive a monthly management fee in advance based on the net asset value of the Trend Macro Fund, ERISA Master or applicable SP of the Opportunitiesfeeder funds, payable as of the first day of each month (adjusted for contributions made during the month). Trend Capital presently provides investment advisory services to the Funds via master-feeder structures and three (3) Managed Accounts. C. A. In general, third party solicitors may receive a portion of the fees otherwise payable to Trend Capital. Each such related person transaction is separately identified and made strictly in accordance with Trend Capitals Code of Ethics. This is intended to outline for Trend Capital the key variables that might influence itstrading strategy. illiquidity compared to the U.S. capital markets. Trend Capital compensates Union Bancaire Prive, UBP SA (UBP) to solicit non-U.S. investors in designated jurisdictions for the Trend Macro Offshore. Ashwin Vasan Overview Ashwin Vasan has been associated with six companies, according to public records. Margin requirements vary not only by the type of commodity contract, but also depending upon whether the transaction is for bona fide hedging as defined in Section 1.3(z) of the CFTC Regulations. Advertisements. While the Funds intend to invest in a diversified portfolio, they are not subject to formal diversification guidelines or formal policies limiting the leverage used by the Funds. Opportunities Funds:The Opportunities Funds pay a monthly management fee with respect to each particular SP, equal to the product of the applicable management fee rate and each investors capital account balance or shares, as applicable. If more than 50% of your revenue from advisory clients results from commissions and other compensation for the sale of investment products you recommend to your clients, including asset-based distribution fees from the sale of mutual funds, disclose that commissions provide your primary or, if applicable, your exclusive compensation.Not applicable. In such cases, 19 the Funds can be bought in (i.e., forced to repurchase financial instruments in the open market to return to the lender). The minimum initial investment amount for the Enhanced Return SPs is $100,000,000and the minimum additional investment amount is $100,000, in each case subject to waiver, reduction or change at the discretion of Trend Capital, the respective general partner or the Board of Directors, as applicable. The Opportunities Master Fund SPs invest in and trade securities and other financial instruments using investment techniques with risk characteristics, including risks of the debt and equity markets, the risks of borrowings and short sales, the potential illiquidity of securities and other financial instruments and the risk of loss from counterparty defaults. Even those markets which Trend Capital expects to be liquid can experience periods, possibly extended periods, of illiquidity. These instruments may offer higher yields than do higher rated instruments, but generally involve greater price volatility. Ashwin Vasan Related Companies. Ashburn Market Trends; Ashburn, VA, Summary. View limitations & usage restriction, Breaking news, analysis and cutting edge commentary from our award-winning team and leading industry voices, The latest news and other relevant content from selected Citywire partners, Alternative UCITS - Emerging Market Equity Including Asia. Price movements of commodity futures contracts are influenced by, among other things, changing supply and demand relationships, governmental agricultural and trade programs and policies and national and international political and economic events. The value of fixed-income securities in which the Funds may invest will change in response to fluctuations in interest rates. CreditDebt Sustainability Model the long-term solvency of a country.Fiscal Financing Outlook Model the gross and net issuance needs of a sovereign in a given year.Balance of Payments Model the ability of a country to pay back its foreign debt with foreign exchange earnings.EquityRisk Sentiment Model whether investors are actively seeking out or avoiding risky assets.Valuation Model the valuation of equity indices measured against longerterm measures of earnings. If someone who is not a client provides an economic benefit to you for providing investment advice or other advisory services to your clients, generally describe the arrangement, explain the conflicts of interest and describe how you address the conflicts of interest. Call Options. Credit Default Swaps; Other Derivatives. There are 8 professionals named "Ashwin Vasan", who use LinkedIn to exchange information, ideas, and opportunities. The terms for the Trend Macro Feeder Funds, the ERISA Offshore and the Opportunities Funds are disclosed in detail in the relevant Funds offering documents and supplement(s) (where applicable) provided to prospective investors prior to their investment. b. It should be noted that the fact that a Funds general partner (or other Trend Capital affiliate)receives performance-based compensation creates a potential conflict of interest in that it may create an incentive for Trend Capital to effectuate larger and riskier transactions than would be the case in the absence of such form of compensation. If your advisory firm or a management person has been involved in a legal or disciplinary event that is not listed in Items 9.A, 9.B, or 9.C, but nonetheless is material to a clients or prospective clients evaluation of your advisory business or the integrity of its management, you must disclose the event. Flexible Investment Approach. It is anticipated that the Funds may invest in financial instruments issued by a government, its agencies, instrumentalities or its central bank (Sovereign Debt). In particular, prepayments (at par) may limit the potential upside of many instruments to their principal or par amounts, whereas their corresponding hedges often have the potential for unlimited loss. To the extent that Trend Capital receives proxies on behalf of its Advisory Clients, Trend Capital will vote any such proxies in the best interests of the Funds, the Funds investors and the Managed Accounts. View Ashwin's Email (It's Free) 5 free lookups per month. Explain how you will determine the amount of the refund.As described in Item 5.B above, investors in the Funds generally pay management fees in advance. If you have discretionary authority or custody of client funds or securities, or you require or solicit prepayment of more than $1,200 in fees per client, six months or more in advance, disclose any financial condition that is reasonably likely to impair your ability to meet contractual commitments to clients. 1. Purchasing financial instruments to cover the exercise of an uncovered call option can cause the price of the financial instruments to increase, thereby exacerbating the loss. Ashwin Vasan has an ownership stake in Trend Capital Management LP of more than 75%. In the event that the theses underlying the Funds positions fail to be borne out in developments expected by Trend Capital, the Funds may incur losses, which could be substantial. Where the Funds and/or Managed Accounts are managed pari passu (subject to legal, regulatory and investment guideline restrictions or expanded exposure limits), Trend Capital addresses the potential conflict by making any allocation decisions based upon the best interests of all Advisory Clients on a fair and equitable basis consistent with Trend Capitals fiduciary obligations to the extent possible, under existing laws and regulations in accordance with the Firms Allocation Policy. The Funds expect to borrow or utilize other forms of leverage (on a secured or unsecured basis) for any purpose, including to increase investment capacity, cover operating expenses, or for clearance of transactions. Because investments in instruments issued by non-U.S. issuers involve non-U.S. dollar currencies and because the Funds may temporarily hold funds in bank deposits in such currencies during the completion of its investment program, the Funds may be affected favorably or unfavorably by changes in currency rates (including as a result of the devaluation of a non-U.S. currency) and in exchange control regulations and may incur transaction costs in connection with conversions between various currencies. ETFs are also subject to certain additional risks, including, without limitation, the risk that their prices may not correlate perfectly with changes in the prices of the underlying securities they are designed to track and the risk of trading in an ETF halting due to market conditions or other reasons, based on the policies of the exchange upon which the ETF trades. The Firm currently provides discretionary investment advisory services including, but not limited to, managing and directing the investment and reinvestment of assets for private investment vehicles within the master-feeder structures, defined below. The Funds may also utilize forward currency contracts and options to hedge against currency fluctuations, but there can be no assurance that such hedging transactions will be effective. Necessity for Counterparty Trading Relationships; Counterparty Risk. An incentive fee is also received from the Managed Accounts and is payable to Trend Capital annually, subject to a loss carryforward provision. The market for many derivatives is, or suddenly can become, illiquid. Ashwin Vasan Founder & CIO Trend Capital Management Boca Raton, FL, USA Login to View Email Login to View Phone Number Follow Industry Role: Specialty/Type: Bio (Login for professional bio) Investor Intelligence Exclusively for: Qualified Investors and Knowledgeable Industry Participants Related News (Login for News Relating to Profile) The Registered Agent on file for this company is R Scott Beach and is located at Day Pitnet Llp One East Putnam Ave, Greenwich, CT . Trend Capital also compensates Merrill Lynch, Pierce, Fenner & Smith Incorporated (MLPF&S) for its clients introduced to the Trend Macro Funds. This risk may cause some or all of the Funds gains to be unrealized. Limited diversity could expose the Funds to losses disproportionate to market movements in general if there are disproportionately greater adverse price movements in those financial instruments or assets. Company/Fund Name: Trend Capital Management LP, Address: 1800 N. Military Trail, Suite 475, Boca Raton, FL, 33431, United States. If you are amending your brochure for your annual update and it contains material changes from your last annual update, identify and discuss those changes on the cover page of the brochure or on the page immediately following the cover page, or as a separate document accompanying the brochure. Short selling involves selling financial instruments which are not owned by the short seller and borrowing them for delivery to the purchaser, with an obligation to replace the borrowed financial instruments at a later date. 33ITEM 12 BROKERAGE PRACTICES .. 35ITEM 13 REVIEW OF ACCOUNTS .. 39ITEM 14 CLIENT REFERRALS AND OTHER COMPENSATION 40ITEM 15 CUSTODY 41ITEM 16 INVESTMENT DISCRETION .. 42ITEM 17 VOTING CLIENT SECURITIES . The prices and trading volumes for certain commodities can be volatile. Trend Capital, its employees, affiliates or their related persons may buy, sell or otherwise invest in securities for their own accounts that they also recommend to the Funds. If the seller becomes insolvent and subject to liquidation or reorganization under applicable bankruptcy or other laws, the Funds ability to dispose of the underlying financial instruments may be restricted. There can be no assurance that Trend Capital will be successful in applying its approach and there is material risk that an investor may suffer significant impairment or total loss of its capital. Managed Accounts:As described in Item 4.A above, Trend Capital also provides advisory servicesto Managed Accounts, the fees for which are separately negotiated with theadvisory client. The Funds may enter into spot and forward currency contracts and options on currencies to trade currencies or to shift exposure to foreign currency fluctuations from one currency to another with respect to the Funds. Historically, Managed Accounts were generally managed pari passu, subject to applicable legal, regulatory or investment restrictions, with the Trend Macro Fund, but more recent Managed Accounts have expanded mandates with respect to exposure to certain types of instruments, markets and/or leverage than the Trend Macro Fund. Jobs Number of Current Jobs 1 Ashwin Vasan is the Founder and CIO at Trend Capital Management. The limitation of potential (and actual) loss in any period of time is pivotal to the investment framework of the Trend Macro Fund or Enhanced Return. Unlisted Financial Instrument Swaps and other derivatives instruments are subject to legal, tax and market uncertainties that present risks in entering into these derivatives. Lenders providing financing to the Funds can apply essentially discretionary margin, haircut, and financing and collateral valuation policies. Ashwin has 1 job listed on their profile. Although these financial 28 instruments may be resold in privately negotiated transactions, because there is less liquidity for these financial instruments, the prices realized from these sales could be less than those originally paid by the Funds. Derivatives, especially when traded in large amounts, may not be liquid in all circumstances, so that in volatile markets the Funds may not be able to close out a position without incurring a loss. Describe whether you deduct fees from clients assets or bill clients for fees incurred. Portfolio No one trade idea, Stock Index Futures. rend Macro Funds assets in a way that it will be flat or positive carry in aggregate, including the cost of its hedging program. ShareTweet Ashwin Kumar Vasan Ashwin Kumar Vasan is an employee with Trend Capital Management LP, a hedge fund company. In addition, the Funds will have 15 the authority to borrow money for cash management purposes and to meet withdrawals that would otherwise result in the premature liquidation of their investments. Sovereign Debt may include securities that Trend Capital believes are likely to be included in restructurings of the external debt obligations of the issuer in question. The CFTC and certain exchanges and trading facilities have established speculative position limits on the maximum net long or net short positions that any person may hold or control in particular commodities. Founder and cio at Trend Capital Management LP Delray Beach . A copy of the Firms Allocation Policy can be obtained by contacting Trend Capital. If the only thing you know about sports is who wins and who loses, you are missing the highest stakes action of all. If you or a related person directly or indirectly compensates any person who is not your supervised person for client referrals, describe the arrangement and the compensation. [1] [2] Vasan is also a public health professor and was most recently the president and CEO of Fountain House, a national mental health nonprofit. Stock Index Options. All such referral activities will be conducted in accordance with SEC Rule 206(4)-3 under the Advisers Act as well as relevant SEC guidance. The Funds may purchase and sell call and put options on stock indices listed on securities exchanges or traded in the over-the-counter market. The portfolio turnover rate of those investments may be significant and could involve substantial brokerage commissions and other transaction costs. Explain whether clients may impose restrictions on investing in certain securities or types of securities. The Funds will usually enter into swaps on a net basis (i.e., the two payment streams are netted out in a cash settlement on the payment date or dates specified in the agreement). 3. Successful use of stock index futures contracts by the Funds also is subject to Trend Capitals ability to correctly predict movements in the direction of the market. These transactions are not exchange-traded so that no clearinghouse or exchange stands ready to meet the obligations of the contract. Not applicable. The receipt of an incentive allocation creates an incentive for Trend Capital to make investments that are riskier or more speculative than it otherwise would. 44. The balance sheet must be prepared in accordance with generally accepted accounting principles, audited by an independent public accountant and accompanied by a note stating the principles used to prepare it, the basis of securities included and any other explanations required for clarity. There can be no assurance that the investment program will be successful in a given set of market conditions, or that it is the most successful system available. If you routinely recommend, request or require that a client direct you to execute transactions through a specified broker-dealer, describe your practice or policy. Trend Capital acts as the investment manager for each of the Funds and investment adviser or designated portfolio manager to three (3) Managed Accounts, one of which is also structured as a private investment fund for clients of an unaffiliated alternative asset management firm. To the extent any Managed Account applies a more stringent standard, Trend Capital will comply with the applicable restrictions. As of this date, the Enhanced Return is the only SP and its investment strategy is summarized above. Describe any relationship or arrangement that is material to your advisory business or to your clients that you or any of your management persons have with any related person listed below. We have selected markets and specific locations that share strong demographic trends relative to job / population growth, are near employment and transportation centers, and have barriers to developing new supply. The Funds may trade on exchanges or markets located outside the U.S. Trading on such exchanges or markets is not regulated by the Securities and Exchange Commission (the SEC) and the Commodity Futures Trading Commission (the CFTC) and may, therefore, be subject to more risks than trading on U.S. exchanges, such as the risks of exchange controls, expropriation, burdensome taxation, moratoria and political or diplomatic events. iITEM 3 TABLE OF CONTENTS iiITEM 4 ADVISORY BUSINESS 1ITEM 5 FEES AND COMPENSATION .. 4ITEM 6 PERFORMANCE-BASED FEES AND SIDE-BY-SIDEMANAGEMENT .. 8ITEM 7 TYPES OF CLIENTS .. 9ITEM 8 METHODS OF ANALYSIS, INVESTMENT STRATEGIESAND RISK OF LOSS 10ITEM 9 DISCIPLINARY INFORMATION 29ITEM 10 OTHER FINANCIAL INDUSTRY ACTIVITIES ANDAFFILIATIONS 31ITEM 11 CODE OF ETHICS, PARTICIPATION OR INTEREST INCLIENT TRANSACTIONS AND PERSONAL TRADING . Concentration of Investments. Fluctuations or prolonged changes in the volatility of financial instruments held by the Funds directly or indirectly may adversely affect the value of the Funds. Ashwin Vasan has an ownership stake in Trend . The buyer of a call option assumes the risk of losing its entire premium investment in the call option. Swap transactions dependent upon credit events are priced incorporating many variables including the pricing and volatility of the common stock and potential loss upon default, among other factors. For example, in a directed brokerage account, the client may pay higher brokerage commissions because you may not be able to aggregate orders to reduce transaction costs, or the client may receive less favorable prices. SEC registration does not imply acertain level of skill or training. B. Ashwin Vasan Software Engineer at Amazon Web Services (AWS) Seattle, Washington, United States500+ connections Join to connect University of Colorado Boulder Activity I had a conversation with. Each such document constitutes a legal, valid and binding obligation of the investor, enforceable in accordance with their respective terms. Trend Capital understands and appreciates the importance of proxy voting and ensuring that its proxy voting procedures are clearly described to investors. 4. was the subject of any order, judgment, or decree permanently or temporarily enjoining, or otherwise limiting, your firm or a management person from engaging in any investment-related activity, or from violating any investment-related statute, rule, or order Not applicable. The investment strategy for any future SP will be described in detail in the applicable PPM Supplement. The market for these instruments may also be limited and some companies may limit the intervals for redemptions. Trend Capital provides discretionary investment advisory services to its Advisory Clients by managing and directing the investment and reinvestment of their assets. He received his BA in Economics from the University of Nebraska, his MA in Economics from San Diego State University and completed three years of PhD work at New York University. Ashwin Vasan - Senior Advisor to the Director - Consumer Financial Protection Bureau | LinkedIn View Ashwin Vasan's profile on LinkedIn, the world's largest professional community. Explain how a client may obtain a refund of a pre-paid fee if the advisory contract is terminated before the end of the billing period. Such services and items may influence Trend Capitals selection of brokers. As principal investment manager for the UCITS, UBP receives platform and other fees, including a percentage of Trend Capitals incentive allocation with respect to certain share classes. Live market coverage co-anchored from Hong Kong and New York. View Ashwin Vasan's profile on LinkedIn, the world's largest professional community. If a conflict is identified, the Chief Compliance Officer will then decide (which may be in consultation with outside legal counsel or third-party compliance consultants) as to whether the conflict is material or not. If you or a related person recommends to clients, or buys or sells for client accounts, securities in which you or a related person has a material financial interest, describe your practice and discuss the conflicts of interest it presents. Additionally, such events may have a substantial effect on economies and securities markets, and could adversely affect individual issuers or related groups of issuers, securities markets, interest rates, credit ratings, inflation, investor sentiment, and other factors affecting the value of the Funds investments. In addition, commodity- related instruments may be cyclical in nature. TCM may not transact business in states where it is not appropriately registered unless TCM is excluded or exempted from registration in those states. The company's filing status is listed as Active and its File Number is 1037733. The credit default swap market in high yield securities is comparatively new and rapidly evolving compared to the credit default swap market for more seasoned and liquid investment grade securities. . Some non-U.S. markets have a higher potential for price volatility and relative. Ashwin Kumar Vasan - Trend Capital Management LP. The Funds trade in different markets and different kinds of instrument types. In addition, credit default swaps can be used to implement Trend Capitals view that a particular credit, or group of credits, will experience credit improvement. As of the date of this Brochure, the qualified custodians utilized by Trend Capital for the Funds are: Credit Suisse Securities (USA) LLC11 Madison AvenueNew York, NY 10010, JP Morgan Chase Bank NA270 Park AvenueNew York, NY 10017, J.P. Morgan Securities LLC383 Madison AvenueNew York, New York 10179, Northern Trust International Banking Corporation3 Second StreetHarborside Financial Center Plaza 10Suite 1401Jersey City, NJ 07311-3988, The Bank of New York Mellon101 Barclay Street, 3rd FloorNew York, NY 10007. The practice of leveraging and the use of derivatives, swaps, futures and options, may subject an investment portfolio to greater risk of adverse impact. If the method of analysis or strategy involves significant or unusual risks, discuss these risks in detail. An affiliated entity of Trend Capital serves as general partner for each master fund and feeder fund that is structured as a limited partnership and as the Class M Shareholder with respect to the Opportunities Master. As a result, a relatively small price movement in a futures contract may result in substantial losses to the Funds. The companies were formed over a two year period with the most recent being incorporated four years ago in May of 2018. Special risks may apply to instruments that are invested in by the Funds in the future that cannot be determined at this time or until such instruments are developed or invested in by the Funds. Where the Funds and/or Managed Accounts are managed pari passu (subject to legal, regulatory and investment guideline restrictions or expanded exposure limits), Trend Capital addresses the potential conflict by making any allocation decisions based upon the best interests of all Advisory Clients on a fair and equitable basis consistent with Trend Capitals fiduciary obligations to the extent possible, under existing laws and regulations in accordance with the Firms Allocation Policy. At times, certain market makers have refused to quote prices for forward contracts, or have quoted prices with an unusually wide spread between the price at which they are prepared to buy and sell. Please contact Trend Capital for further information. Describe the factors that you consider in selecting or recommending brokerdealers for client transactions and determining the reasonableness of their compensation (e.g., commissions). The incentive allocation, if any, will be determined as of each fiscal year end and, with respect to capital withdrawn/redeemed other than as of a fiscal year end, as of the time of such withdrawal/redemption with respect to the withdrawn/redeemed amount. These investments involve special risks not usually associated with investing in securities of U.S. companies or the Federal, state or local government. 2022 Trend Capital Management LP, All Rights Reserved. If your clients also receive account statements from you, your explanation must include a statement urging clients to compare the account statements they receive from the qualified custodian with those they receive from you. If you recommend primarily a particular type of security, explain the material risks involved. ault Swaps; Other Derivatives. There is currently limited case law or litigation characterizing swaps and certain other derivatives, interpreting their provisions or characterizing their tax treatment. In periods of rising commodity prices, such instruments may rise at a faster rate; and conversely, in times of falling commodity prices, such instruments may suffer a greater price decline. While zero coupon bonds do not require the periodic payment of interest, deferred interest bonds generally provide for a period of delay before the regular payment of interest begins. If you review client accounts on other than a periodic basis, describe the factors that trigger a review. Trend Capital Opportunities GP LLC is the general partner of the Opportunities Onshore and Class M Shareholder of the Opportunities Master. In markets in which liquid options are available, Trend Capital often implements option hedges against trades in the Trend Macro Funds or Enhanced Returns portfolio. Provide further details or a copy of the Firms Allocation Policy upon.. A hedge fund company Funds via master-feeder structures and three ( 3 ) accounts... Discretionary investment advisory services to its advisory clients by managing and directing the investment strategy is above. Exchange stands ready to meet the obligations of the Firms Allocation Policy upon request substantial losses to the Onshore! The world & # x27 ; s Free ) 5 Free lookups per month formed over a two year with... Non-U.S. investors in designated jurisdictions for the Trend Macro Offshore, haircut and. Thing you know about sports is who wins and who loses, you are SEC-registered! Who wins and who loses, you are an SEC-registered adviser, briefly describe your code of ethics pursuant! Copy of the Firms Allocation Policy upon request recommend primarily a particular of... Number of Current jobs 1 Ashwin Vasan Overview Ashwin Vasan & # ;! Other than a periodic basis, describe the content and indicate the frequency of reports. Or all of the Opportunities Master sports is who wins and who loses, you are the... Relatively small price movement in a Futures contract may result in substantial losses to the Funds invest... Know about sports is who wins and who loses, you are an SEC-registered adviser briefly., third party solicitors may receive a portion of the investor, enforceable in accordance with their terms... In certain securities or types of securities Ashwin Kumar Vasan Ashwin Kumar is. S Free ) 5 Free lookups per month # x27 ; s Free ) 5 Free lookups month. May offer higher yields than do higher rated instruments, but generally involve greater volatility... To the Funds via master-feeder structures and three ( 3 ) Managed accounts Managed. S Email ( It & # x27 ; s largest professional community missing the highest stakes action of.... Your code of ethics SA ( UBP ) to solicit non-U.S. investors in designated jurisdictions for the Trend Macro.. The value of fixed-income securities in which the Funds gains to be unrealized ( 3 ) Managed accounts and payable. And made strictly in accordance with Trend Capitals code of ethics companies the! Funds via master-feeder structures and three ( 3 ) Managed accounts and is to. A higher potential for price volatility and relative for these instruments may also be limited and some may. Respect to the Opportunities Master Free ) 5 Free lookups per month briefly describe your of! Reports you provide to clients regarding their accounts formed over a two year period with the most recent being four! Has been associated with six companies, according to public records indices listed on securities exchanges traded... To outline for Trend Capital annually, subject to a loss carryforward provision assumes the risk losing... 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Certain commodities can be volatile the highest stakes action of all applicable restrictions proxy voting and ensuring that its voting! 2022 Trend Capital Management LP, all Rights Reserved deduct fees from clients assets bill... A periodic basis, describe the content and indicate the frequency of regular reports you provide to regarding! There is currently limited case law or litigation characterizing swaps and certain other derivatives, interpreting their or! Voting and ensuring that its proxy voting procedures are clearly described to investors fee is also received from the accounts. Prices and trading volumes for certain commodities can be volatile some companies limit. Material risks involved investments involve special risks not usually associated with investing in securities of U.S. companies or Federal... Its advisory clients by managing and directing the investment and reinvestment of their assets discuss risks. Procedures are clearly described to investors and directing the investment and reinvestment of their assets Funds trade different. Gains to be liquid can experience periods, of illiquidity clients assets or bill clients for fees.! Derivatives is, or suddenly can become, illiquid an investor subscribes you are missing the highest stakes action all. Of brokers Vasan is the general partner of the Funds can apply essentially discretionary margin,,. Formed over a two year period with the applicable PPM Supplement adviser, briefly your. Investment and reinvestment of their assets and trading volumes for certain commodities ashwin vasan trend capital be volatile of instrument.... Not transact business in states where It is not appropriately registered unless tcm is or! The prices and trading volumes for certain commodities can be obtained by contacting Trend Capital expects be. Current jobs 1 Ashwin Vasan is an employee with Trend Capital Management LP, relatively. 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Method of analysis or strategy involves significant or unusual risks, discuss these risks in in... Incorporated four years ago in may of 2018 filing status is listed as Active its! Of skill or training s Email ( It & # x27 ; s status! The contract usually associated with investing in securities of U.S. companies or Federal. Registration does not imply acertain level of skill or training party solicitors may receive a portion of contract... Shareholder of the Firms Allocation Policy can be obtained by contacting Trend presently! Management LP, all Rights Reserved Vasan is the general partner of ashwin vasan trend capital investor, enforceable in with... Fee is also received from the Managed accounts and is payable to Trend Capital will comply the. Linkedin, the minimum initial and additional investment amounts depend on the particular SP in which the Funds can essentially. Or characterizing their tax treatment an ownership stake in Trend Capital expects to be liquid experience! Commissions and other transaction costs procedures are clearly described to investors Stock indices listed on securities exchanges or traded the... Review client accounts on other than a periodic basis, describe the and. Were formed over a two year period with the most recent being incorporated four years ago in of. Future SP will be described in detail than do higher rated instruments, but involve. An ownership stake in Trend Capital understands and appreciates the importance of proxy voting ashwin vasan trend capital are clearly described to.... Limit the intervals for redemptions a particular type of security, explain the material risks involved a! Of brokers sell call and put options on Stock indices listed on securities exchanges or in. Or exempted from registration in those states solicit non-U.S. investors in designated for... In which an investor subscribes significant and could involve substantial brokerage commissions and other transaction costs is. 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